Design
Link the selected control to the approved framework, risk and accountable owner.
Deeper diagnosis
AML Operating Control Review — $1,500
For practices that need more depth than the Health Check: map the current operating state, responsibilities, evidence and workflow, test an agreed sample, and convert findings into an owned roadmap.
Defined deliverables
Evidence that can drive action.
- Operating-state map
- Responsibility matrix
- Evidence inventory
- Workflow and governance gap analysis
- Agreed sample testing
- Evidence-of-effectiveness checklist
- Top-ten priority actions
- Practical 30/60/90-day roadmap
DEFINED BASELINE
$1,500
The review tests an agreed sample of priority controls, records what supports the result and makes unresolved findings, dependencies and owners visible.
- Best suited to
- Higher-volume, multi-office or more complex practices
- Core output
- Top-ten actions and 30/60/90-day roadmap
- Typical next step
- Internal action, Remediation Sprint or Desk cadence
Review lenses
Four connected views of effectiveness.
The purpose is usable evidence: what the control should do, what it did, what failed or depended on others, and how remediation will be governed.
Operation
Test a scoped sample of how the control actually works across people, systems and channels.
Evidence
Record the material reviewed, result, limitation, exception and closure standard.
Remediation
Assign owners, dates, dependencies, escalation status and evidence required for closure.
A practical first conversation
Start with a focused view of what is working.
The Small Practice AML Health Check provides an evidence-referenced written report, RAG findings and a 30-day action plan for $695, without collecting customer or case information through this website.